-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pb4NHRb8KUwsWxEynmyNZOh2CEc3eTC/MQJO5FOHrvxv/mi+o6K7B3CycMXcxXJH ouY6Oj1xjmhcjXgmzr7rdA== 0001000096-06-000091.txt : 20060215 0001000096-06-000091.hdr.sgml : 20060215 20060215141021 ACCESSION NUMBER: 0001000096-06-000091 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060215 DATE AS OF CHANGE: 20060215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INFONOW CORP / CENTRAL INDEX KEY: 0000879684 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 043083360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42394 FILM NUMBER: 06621273 BUSINESS ADDRESS: STREET 1: 1875 LAWRENCE STREET STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3033684646 MAIL ADDRESS: STREET 1: 1875 LAWRENCE STREET SUITE 1100 STREET 2: STE 134 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: INFONOW CORP /DE DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HERBST HARRY R CENTRAL INDEX KEY: 0001027310 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 3032930212 MAIL ADDRESS: STREET 1: 1875 LAWRENCE STREET SUITE 1100 CITY: DENVER STATE: CO ZIP: 80202 SC 13G 1 herbst13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 InfoNow Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 456664309 (CUSIP Number) December 31, 2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - --------------------------- --------------------------------------------- CUSIP No. 456664309 Page 2 of 5 Pages - --------------------------- --------------------------------------------- SCHEDULE 13G - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Harry R. Herbst - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) |_| (b) |_| - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ---------------------------- ------ -------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 560,968 shares(1) ------ -------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 shares ------ -------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 560,968 shares(1) ------ -------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 0 shares - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,968 shares(1) - --------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) |_| - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.3% - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - --------- ---------------------------------------------------------------------- (1) Of the Common Stock beneficially owned by Mr. Herbst, 16,072 shares represent the number of shares that Mr. Herbst currently holds and 544,896 shares represent shares of Common Stock that Mr. Herbst has the right to acquire by the exercise of outstanding stock options. See Item 4 of this Schedule 13G. - --------------------------- --------------------------------------------- CUSIP No. 456664309 Page 3 of 5 Pages - --------------------------- --------------------------------------------- Item 1 (a) Name of Issuer: InfoNow Corporation (b) Address of Issuer's Principal Executive Offices: 1875 Lawrence Street, Suite 1100 Denver, Colorado 80202 Item 2 (a) Name of Person Filing. This statement is filed by Harry R. Herbst. (b) Address of Principal Business Office, or, if none, Residence. The address of the Principal Business Office for Harry R. Herbst is: 1875 Lawrence Street, Suite 1100 Denver, Colorado 80202 (c) Citizenship. Harry R. Herbst is a citizen of the United States of America. (d) Title and Class of Securities. Common stock of InfoNow Corporation, par value $0.001 per share (the "Common Stock"). (e) CUSIP Number. 456664309 Item 3. Check appropriate box if this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c): (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) |_| An investment adviser in accordance with ss. 240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G); - --------------------------- --------------------------------------------- CUSIP No. 456664309 Page 4 of 5 Pages - --------------------------- --------------------------------------------- (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss. 240.13d-1(b)(1)(ii)(J) Item 4. Ownership. (a) Amount beneficially owned: As of December 31, 2005, Harry R. Herbst beneficially owned 560,968 shares of Common Stock, 544,896 shares of which are issuable upon the exercise of outstanding options. (b) Percent of class: 5.3% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 560,968 shares (ii) Shared power to vote or to direct the vote: 0 shares (iii) Sole power to dispose or to direct the disposition of: 560,968 shares (iv) Shared power to dispose or to direct the disposition of: 0 shares Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8 Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. - --------------------------- --------------------------------------------- CUSIP No. 456664309 Page 5 of 5 Pages - --------------------------- --------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 15, 2006 /s/ Harry R. Herbst ----------------------------------- Name: Harry R. Herbst -----END PRIVACY-ENHANCED MESSAGE-----